1) “Prevent Unauthorised transactions in your Trading/Demat Account. Update your mobile numbers/email IDs with your Stock Brokers/Depository Participant.Receive alerts/information of your transaction/all debit and other important transactions in your Trading/ Demat Account directly from Exchange/NSDL/CDSL at the end of the day. Issued in the interest of investors.”

2) “KYC is one time exercise while dealing in securities markets – once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.”

3) “No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor’s account.”

4) Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge. Pay 20% upfront margin of the transaction value to trade in cash market segment. Investors may please refer to the Exchange’s Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.

5) Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.

6) NJ India Invest Private Limited distributes Loan facility offered by group company, NJ Capital Private Limited and also distributes National Pension Scheme (NPS) product, which are not exchange traded products and all disputes in relation to this, would not have access to Exchange investor redressal forum or Arbitration mechanism.

7) Mutual Fund investments are subject to market risk, read all scheme related documents carefully.

8) In case of any grievances against any listed company, member of stock exchanges and Depository Participant, please lodge the same through online mechanisms more specifically through SEBI SCORES portal and SEBI SCORES mobile application for effective redressal of grievances. Furthermore, you can also lodge online complaints / grievances directly with NSDL/CDSL/depository participants through the link / option available on their website.

9) As you are aware, under the rapidly evolving dynamics of financial markets, it is crucial for investors to remain updated and well-informed about various aspects of investing in securities market. In this connection, please find a link to the BSE Investor Protection Fund website where you will find some useful educative material in the form of text and videos, so as to become an informed investor